Innovation, food safety and regulation.
by Desmarchelier, Patricia M.^Szabo, Elizabeth A.
Innovation: Management, Policy, & Practice
• July, 2008 •
ABSTRACT
The food chain from producer, processor, retailer and consumer is highly
interconnected and dynamic. In the midst of this environment, cooperative
linkages between government, industry and the consumer are critical to ensure
the delivery of safe, healthy and nutritious food. Robust safety assessment of
products is a proven system that helps keep our foods safe and enhances
international trade. While advances in science and technology offer food
production many potential benefits, developments must be guided by appropriate
safety assessments and regulation (as appropriate) if risks are to be minimised
and technologies developed in a socially acceptable way.
Keywords: food safety, innovation, regulation
INTRODUCTION
Participants along the food chain continuum, whether primary producers,
manufacturers, retailers or caterers, are continually challenged to remain
competitive either in the global and/or their local marketplace(s). Innovation
is considered a key element to success in this endeavour through the
development of new products, processes, services and markets.
The food industry has a long history of innovation that often is linked
with or a consequence of the prevailing social and economic trends of the day.
For example, in western countries since the Second World War there have been
some significant changes in the foods we eat and the way food is delivered (See
http://www.eatwell.gov.uk/ healthydiet/seasonsandcelebrations/howweusedtoeat/
21stfood/ for a summary of food history in the United Kingdom). This is a
result of the dynamic interactions between changes in society such as food
availability, demographics, economy, migration and travel, work and leisure
patterns, married together with the food and related industries making the most
of innovation opportunities to meet societies evolving needs and desires. This
is achieved by applying developments in disciplines such as medical science,
food science and technology, various disciplines of engineering, information
technology and transportation.
Post World War II, consumers in western countries emerged from years where
the food supply consisted mainly of rationed staple foods that were locally
produced and available seasonally. Until all households had refrigerators for
food storage, food was procured daily. Since then, the availability and variety
of food in the marketplace has changed with increased family income,
acquisition of facilities for chilled and frozen food storage, the emergence of
the self-service supermarket and super store retailers with multi-level
car-parks, globalisation of the supply chain, and now internet shopping.
Underpinning these changes are innovations that provide product diversity and
differentiation and those that enhance food stability and extend shelf life,
provide new packaging shapes and functions, and more sophisticated
refrigeration engineering.
Changes in the traditional family structure, a baby boom, greater liberty
for women and economic demands during this time have contributed to increasing
single person households; both parents or house partners spending most of the
day away from their residence at work and travelling to and from work. This has
resulted in a need for easier to prepare and convenient so-called ready-to-cook
or ready-to-eat and eat-on-the-go meals and snacks. The innovations that have
been applied in response to this are endless. These includes developments in
technologies for rapid cooking (microwave), food formulation, food preservation
and packaging, and the introduction of systematic food safety management
systems to name a few.
Consumers at the same time have become more diverse in their tastes, more
conscious of the health implications of food consumption, more aware of the
composition and origins of their food, and express concern about environmental
impacts of food production and packaging. The food industry has been rapid to
respond to a desire for 'fresher' and less processed foods, to re-formulate
food to have lower levels of sugar, salt and fat and to find innovative ways to
increase the nutrient value, the functionality of foods, and the pleasure of
eating.
The above provides some examples of the innovation that has taken place in
the food supply over the last sixty years in developed countries. Some of the
innovation is obvious to the consumer (the microwave oven, a biodegradable
package, bread fortified with omega 3 fatty acid, genetically modified soy),
much is not (processing methods, food safety management systems based on risk).
While food is our major source of nutrients it can also be a major source of
exposure to health hazards such as chemicals, microorganisms and pharmacological
agents. Food safety is compromised and human illness occurs when four essential
elements come together:
* a susceptible consumer
* a hazard in a form able to cause illness and in sufficient concentration
* a food substrate that will support the transmission and in some cases
amplification of the hazard, and
* an environment (eg temperature or atmosphere) that supports the specific
hazard's transmission and in some cases amplification
Given the amount of food consumed globally and the number of cases of
food-borne illness reported these factors do not coalesce so often. However,
the incidence is unacceptably high in some communities (WHO 2007). In other
countries, despite efforts to control food-borne illness there are reports that
some specific illnesses remain static in incidence or continue to rise (Anon
2008). While the outcome of food-borne illness following consumption of a food
is determined by the interaction of the above key elements, the epidemiology of
food-borne illness is further influenced by prevailing socioeconomic
influences, food production practices and technological developments, public
health infrastructure and environmental factors that shape these key factors at
any point in time. In all communities the risk can be minimised by attention to
the major contributing elements listed above (WHO 2007).
It is not surprising then that the factors that lead to compromises in
food safety have evolved together with the evolution of food history and
society. In some cases our knowledge of food safety hazards and their control
is acquired as a result of innovations along the food supply chain either
because a hazard has been anticipated or it has been consequential to the
incidence of food-borne illness in the community. A classic example is the
introduction of pasteurisation of milk that was an innovation led by the food
industry in response to increasing attribution of raw milk to the disease
burden in the community at the time.
In the USA,
before widespread adoption of milk pasteurisation, an estimated 25% of all
food-borne and waterborne outbreaks of disease were associated with milk. By
2001, the percentage of such outbreaks associated with milk was estimated at
<1% (CFSAN 2002). Similarly in Australia between 1920 and 1945
many health authorities reported enormous reductions in infant mortality from
diseases caused by the consumption of cow's milk. The reduction was not due to
a higher degree of 'purity' in the milk supplied, but directly attributed to
the increasing practice of heating the milk prior to consumption either in the
home or at the processing plant (Government of Victoria 1943). For these
reasons, the introduction of pasteurisation is viewed as one of the most
significant food safety management milestones of the past 100 years and is
prescribed in regulation in many countries.
Innovations in the food chain, consensus on the potential food safety
risks and acceptance of risk management approaches by all stakeholders is not
always as clear cut. The pace of food innovation and related science may
progress at a much faster rate than the food safety science required to
underpin management of the possible risks and effective risk communication. A
key example is the development of genetically modified plants, animals and
microorganisms used in food production. The Institute of Food Science and
Technology in a review of GM foods described the key concern in the GM food
debate as 'the fundamental matter of the role of science and society in
relation to new science based developments' (IFST 2004). In this paper we
discuss food safety hazards from the perspective of the food industry and
innovation, and approaches to risk mitigation and regulatory control.
FOOD SAFETY AND QUALITY
Food safety is defined by the Codex Alimentarius Commission as 'assurance
that food will not cause harm to the consumer when it is prepared and/or eaten
according to its intended use' (FAO/WHO 2001a).
Food safety is associated generally with hazards such as microorganisms,
chemicals and toxins. Food quality on the other hand is a broad and ill defined
term that may include the organoleptic characteristics, physical and functional
properties, and nutrient composition of a food (Burlingame and Piniero 2007).
Further it can encompass biosecurity and the social and political environment
of the food chain and its links.
Recent innovations and evolution of the global food supply have resulted
in a move to expand the concept of food safety and to include aspects of
nutrition so that the two are seen as a continuum rather than separate
(Burlingame and Pineiro 2007). Some current examples of innovations that raise
human health concerns, rightly or wrongly, that have to be managed are the use
of genetic modification to manipulate food production efficiency and food
quality characteristics, the use of nanotechnology in agriculture, food
processing and packaging, and trends to manipulate the functionality of foods.
The food safety concept is increasingly seen as including these factors such as
the nutrient components of food that are known to be risk factors associated
with human chronic disease or nutrient components of food in the form of
additives, functional food components or supplements.
MICROBIAL HAZARDS
Microbial hazards that are food-borne include bacteria, viruses, and
parasites, bacterial and mycological toxins. There are numerous genera and
species within these groups that have been implicated in food-borne disease
(WHO 2007). The epidemiology of food-borne illness continues to evolve as
descried above and various terms have been coined to describe microbial hazards
such as 'well-recognised', 'emerging' and 're-emerging' (Braden and Tauxe 2006;
WHO 2002; Desmarchelier 1996). Emerging pathogens include those previously not
known as food-borne disease agents at the time of occurrence eg Campylobacter
jejuni and Vibrio vulnificus in the 1970s, Listeria monocytogenes and
enterohaemorrhagic Escherichia coli O157
in the 1980s (Altekruse et al 1997; Desmarchelier 1996).
Re-emerging pathogens include those that are well recognised then increase in
prevalence, increase in association with new food vehicles or increase with
enhanced virulence traits, eg certain sub-types of serovars of Salmonella,
viruses and parasites.
Altekruse et al (1997) in a review of emerging food-borne diseases,
considered technology and industry to be a contributing factor in the emergence
of food-borne pathogens in the following examples: Hepatitis A and strawberries
frozen and transported inter-continentally, Salmonella Enteritidis phage type 4
and egg containing foods and mass-distributed ice-cream, E. coli O157:H7 and
fast food chain hamburgers and raw apple cider. These examples allow reflection
on whether these outbreaks have been related to food chain innovations. While
food innovations may have been involved, the incidents would not have occurred
in the absence of other interacting factors. One trend among the outbreaks is
an ongoing shift to large scale food production and distribution. We can now
mass manufacture food and serve food to consumers though fast food chains
modelled on production line principles; we can move foods and food ingredients
including perishable products over global food chains from farm to retail and
consumer. This has come about because of innovations in mechanisation in pre-
and post-harvest production and food service, product development and packaging
for minimum point of sale food preparation and longer shelf life, and high
speed and temperature controlled long distance transport. At the same time
diligence that was required and appears to have been overlooked was to provide
barriers to raw material contamination on farm, to have knowledge of food-borne
pathogen prevalence at source, to have control of process and storage
parameters and equipment hygiene. Other contributing factors to these incidents
were consumer food preferences (undercooked beef burgers and unpasteurised
juices), demand for convenient, reasonably priced and year round food supplies.
More recently Enterobacter sakazakii has been the subject of increasing
attention for powdered milk manufacturers and the community due to associated
reports of life- threatening meningitis in neonates and product recalls
(Iversen and Forsythe 2003). The bacterium is an occasional contaminant in
powered infant formula; however, it appears to have been able to amplify in
prepared infant formula incorrectly stored to provide an infective dose
specifically for this at risk consumer group. This product has been formulated
to be convenient and to provide essential nutrients mimicking natural mother's
milk; however, an opportunistic pathogen has emerged due to a failure in food
handling for a specific consumer group. E. coli O157, once 'emerging' and now
'well recognised' as a food-borne pathogen, is reported increasingly in association
with fresh leafy green vegetables such as spinach and lettuce while meat and
dairy products were formerly implicated (Herman et al 2008). The increased
leafy green consumption is not considered to totally account for this increase
and production factors along the entire food chain continuum are likely to be
playing a significant role.
CHEMICAL HAZARDS
Chemical hazards can enter the food chain at any point--from primary
production to the consumer--and can be accidentally or intentionally introduced
(WHO 2008). Environmental pollution of air, water and soil with toxic metals,
polychlorinated biphenyls (PCBs) and dioxin, and the intentional use of
agrichemicals such as pesticides and veterinary drugs can all lead to
contamination of foods and food ingredients. During food processing and
preparation, food additives and contaminants can be introduced or formed and
may have adverse health effects. The potential human health effects of chemical
contaminants is as diverse as the variety of contaminants and can range from
learning disabilities to birth defects, dementia or cancers to name a few (WHO
2008). The onset of health effects and association with a chemical food-borne
contaminant may occur months to years after past or current exposure and this
presents epidemiological challenges. Our knowledge of the potential health
risks of chemicals has increased with developments in medical science and in
the availability of analytical tools for their detection in increasingly minute
amounts. Thus heath concerns are being raised about foods developed in the past
and that have become part of modern diets. However, the evidence is
inconclusive to date for some implicated chemicals and materials.
Compounds such as acrylamide and furans are additions to the chemicals of concern
in the last decade (Stadler and Anklam 2007). Acrylamide is a potential
carcinogen that is created when starchy foods are baked, roasted, fried or
toasted. In 2002, scientists testing carbohydrate-rich food reported
unexpectedly high levels of acrylamide that caused cancer in lab rats. The
foods of concern include potato products, bread and bakery products, breakfast
cereals, and coffee. In 2004, concerns were raised about the possible risk to
health of furans in foods when they were shown to be present in many different
products, especially those that are canned or jarred. Both compounds are
produced during the thermal treatment of foods and therefore have been present
in the human diet for thousands of years; however, their detection in these manufactured
products that are now common to many diets raises questions of the total
dietary exposure. While food innovation may be contributing to an increase in
exposure, there is a large market for these products and there has been a
global response for innovation in analytical methods, and alternative
processing to reduce the levels and mitigate the risk (Mestdagh et al 2008).
Adapting 'traditional' food of other countries into 'western' style food
can lead to the inadvertent exposure of consumers to potentially harmful,
naturally occurring chemicals. For example, cassava is a hardy plant grown in
many tropical countries where it is an important food source. Cassava-based
products have been available to western consumers for many years and their
profile has increased as manufacturers use the gluten-free nature of cassava to
provide variety and choice for consumers with gluten intolerances, particularly
in the snack food sector. Cassava contains, in its natural state, compounds
called cyanogenic glycosides. A problem can occur with cassava-based products
under certain circumstances (Cardoso et al 2005). If poorly processed, the
plant, when eaten, can trigger the production of hydrocyanic acid (hydrogen
cyanide) in the gut. In some developing countries where cassava is the primary
source of carbohydrate for the population, long-term exposure to sub-lethal
concentrations of cyanogenic glycosides present on-going health issues, such as
Konzo, an irreversible motor neuron disease; clinical signs include the inability
to walk, limited arm movement, and speech difficulties (Ernesto et al 2002;
Oluwole 2008). While cassava products are not consumed to these levels in
western countries, industry and government need to assess any potential health
impact and manage accordingly.
Food packaging and other food contact materials have been an area of
significant innovation in providing the diverse and convenient food supply we
all expect. The risk of chemical migration and formation of hazards with food
component from these materials is a key risk to be controlled. Bisphenol A is
used to make polycarbonate plastic, a clear shatter-resistant material that is
used to manufacture a range of everyday products from plastic baby bottles and
water bottles to sports safety equipment and medical devices. It also is used
to make durable epoxy resins for coatings in most food and beverage cans
(Brotons et al 1995). Research on laboratory animals has been used to show that
bisphenol A is an oestrogenic hormone disrupter that causes reproductive damage
and may lead to prostate and breast cancer in adulthood. From risk assessments
of this compound in foods, newborns and infants are suggested to be at the
greatest risk resulting from boiling water poured into polycarbonate baby
bottles and from can linings into liquid infant formula (Government of Canada
2008).
OTHER FOOD SAFETY CONCERNS
Genetic modification (GM) of food ie the intentional modification of
plant, animal and microbial genomes by the modification of DNA in a way that
does not occur naturally, has been practised in food biotechnology for some 30
years. However, debate continues over the safety of GM foods and questions
remain (http://www.who.int/foodsafety/publications/b
iotech/20questions/en/index.html). The three main issues for debate according
to the World Health Organization are: tendencies to provoke an allergic
reaction (allergenicity), gene transfer and out-crossing, ie the movement of GM
plants into conventional crops or related species in the wild as well as the
mixing of crops derived from conventional seeds with those grown using GM
crops, that may have an indirect effect on food safety and food security). Many
regulatory agencies and international organisations such as the World Health
(WHO) and Food and Agriculture Organizations (FAO) have attempted risk
assessments of GM food. An outcome of an Expert Consultation conducted by
FAO/WHO was that, based on the knowledge available, the risk of GM foods is
best evaluated using the concept of 'substantial equivalence' where GM food
were considered 'safe' relative to traditional foods (IFST 2004; WHO 2000).
Nanotechnology offers the opportunity to manipulate matter at the smallest
scale possible to date--100 nanometres or less (Service 2004). It has emerged
over the last decade from the laboratories of chemists and physicists to
diverse and multidisciplinary applications ranging from communications,
construction and clothing materials, cosmetics, medicine and agriculture to
name a few. This technology is expected to offer many benefits to the food and
related industries with nanotechnology-derived food ingredients, food additives
and food contact materials that are expected to bring new tastes, textures and
sensations, reduced fat content, enhanced nutrient absorption, improved packaging,
traceability and security of food products (Chaudhry et al 2008). Some of these
applications are already available and an escalation in nanotechnology
applications is underway (Service 2004). It has been estimated that by 2015 the
global impact of products in which nanotechnology plays a key role will be
approximately one trillion US dollars a year with significant increases in the
food industry in food processing, ingredients, nutraceuticals delivery systems,
packaging and food safety monitoring (Dingman 2008).
However, the interaction between nanosized materials at the molecular and
physiological level is not clear and thus potential adverse effects on the
consumer's health or impacts on the environment are not defined (Chaudhry et al
2008; Dingman 2008). It is not known whether our understanding of the health
effects of conventional chemicals and materials will apply to nano-products.
Concerns have been expressed that the very properties of nanoscale particles
being exploited in certain applications such a drug delivery might also have
negative health and environmental impacts. Almost all the concerns relate to
the potential impacts of deliberately manufactured nanoparticles and nanotubes
that are free rather than fixed to or within a material. Additionally, most
knowledge to date is on inhalation of engineered nanoparticles and not those
ingested. The size of nanoparticles may result in different interactions with
biological systems and in different accumulations of the chemicals and material
in the environment and in the food chain. Little too is known about potential
exposure risks for the lifecycle of the product, ie release into the
environment during degradation.
In the past ten years, food allergy and intolerance has emerged from being
a problem for the sensitive individual to one of general public health
importance. It is estimated, in some countries that around 1-3% in adults and
4-8% in children experience food allergy and intolerance responses, resulting
in conditions ranging from the very mild to potentially life threatening
reactions (Rona et al 2007). The reasons for the prevalence of food allergy and
intolerance are unclear. Avoidance of foods containing allergens is at present
the only practical means available to consumers who have allergies or
intolerances. Comprehensive labeling of foods containing allergenic ingredients
has been adopted by many governments in order to provide consumers, and in
particular sensitive individuals, with the information they require in
selecting appropriate foodstuffs.
Such rules mostly apply to ingredients deliberately added to pre-packed
food. Complex manufacturing processes might result in the adventitious presence
of allergens in food and indeed the food supply chain extends beyond
pre-packaged food and precautionary labeling or consumer advice is used by many
businesses. This can result in frustration for the sensitive individual who
either has to accept decreased food choices or take a risk that they cannot
fully assess. Unfortunately the high variability in sensitivity between
different sensitised individuals with respect to the dose of allergens required
to trigger an adverse effect makes if difficult to establish a system of risk
evaluation based on the assessment of a no observed adverse effect levels.
Reliable knowledge of thresholds at both an individual and population would
benefit all stakeholders.
NUTRIENT HAZARDS
Burlingame and Pineiro (2007), suggest that the concept of a nutrient is
broadening over time in line with globalisation of the food supply and
innovations in food nutrient composition. The Codex Alimentarius Commission
considers a 'nutrient' to mean any substance normally consumed as a constituent
of food which provides energy; or which is needed for growth and development
and maintenance of healthy life; or a deficit of which will cause
characteristic biochemical or physiological changes to occur (CAC 1991b).
Further an essential nutrient is a nutrient which cannot be synthesised in
adequate amounts by the body. On the other hand, a fortification or enrichment
refers to the addition of one or more essential nutrients to a food whether or
not it is normally contained in the food for the purpose of preventing or
correcting a demonstrated deficiency of one or more nutrients in the population
or specific population groups.
There is an increasing trend in the innovation, development and
consumption of foods and food additives which result in the food as consumed
having a nutrient composition that is manipulated ie fortified foods, dietary
supplements, specially formulated foods and so-called 'functional' foods
(Korthals 2002). Substances such as polyphenols, isoflavines, coumestrol and
phytochemicals may be characterised as nutrients or referred to as beneficial
bioactive components when added to the diet yet as they are not necessary for
life this confuses the definition (Burlingame and Pineiro 2007). Safe upper
limits of intake of these food forticants or enrichments are not clear and are
necessary so that these products resulting from innovative research and
development can be made available in a safe form and consumers advised of
appropriate usage. As a result, through an expert working group, the FAO and
WHO developed a science-based international approach to nutrient risk assessment
as it related to establishing upper levels of intake for nutrients and related
substances for use by risk managers (FAO/WHO 2006).
Further, there is increasing challenge of well established processes such
as pasteurisation by advocates claiming the process destroys beneficial
nutrients. For example, some advocates claim health benefits from raw milk
compared with pasteurised milk, including decreased risks for atherosclerosis,
arthritis and lactose intolerance. Such claims are not supported by scientific evidence
and unsubstantiated claims of health benefits of raw milk for infants and
children are particularly concerning for caregivers because infants and
children are dependent on their caregivers to make safe dietary decisions for
them. This is not a perceived concern, it is a real concern. In 2005, as only
one example, an outbreak of a particular E. coli serotype, O157:H7, resulted in
the hospitalisation of five children, four of these had a potentially
life-threatening condition called haemolytic uremic syndrome (Bhat et al 2007).
Emerging food science and technologies leading to innovation in the food
supply have the potential to impact on consumers in ways unfamiliar to them and
thus may challenge their trustworthiness in the safety of alternatively produced
and prepared or 'new' foods. Consumers may be presented with influential yet
conflicting information from various interested parties promoting their
innovations or points of view. Food companies invest significant intellectual
and financial resources into innovation to differentiate their products and
remain competitive and it is in their interest to ensure safety to maintain
consumer confidence and brand integrity. Thus food safety risk management
programs and policy decisions for such foods need to be transparent, based on
sound scientific analysis and evidence, and take into account relevant ethical
factors for consumer health (FAO 2003).
At a national level the key decision making in the management of food
safety lies with competent authorities designated to protect public health.
Many nations form strategic links internationally through agencies such as the
World Trade Organization (WTO), the Codex Alimentarius Commission (CAC) and the
International Organization for Standardization (ISO), to make transparent the
requirements for the safety of food traded on global markets (Szabo et al
2008). In addition to public oversight of food safety, private mechanisms for
control of food safety are being implemented increasingly resulting in a more
complex system for food suppliers (Martinez et al 2007). With globalisation of
food supply chains compliance with private quality assurance schemes is often a
pre-requisite to supply with major retailers becoming the main drivers of the
development of food safety management and market participants, rather than
government agencies are influencing the determination of acceptable standards
of food safety (Manning 2007).
Management of food safety in the past has been based on end product
testing and inspection with little focus on foods that pose the greatest risk
to public health and controls that have the most impact on risk mitigation.
More recently, the limitations of this approach are being addressed and the
trend is away from prescriptive regulation and to an outcome-based approach
(Szabo et al 2008; Martinez et al 2007). Risk managers are applying risk
management using transparent and standardised methodologies, based on
scientific and epidemiological evidence and objective evaluations. The aim is
to prevent unsafe food at the point of consumption using a through chain
approach focusing on points posing the most serious threats to public health
risk and where the potential gains from risk reduction are greatest (FAO/WHO
2007; Burlingame and Pineiro 2007).
Our multicultural society encourages and promotes an extraordinary range
of food and much processing and manufacturing takes place according to
traditional practices, not always soundly based or correctly followed. One
irresponsible or incompetent manufacturer can cause serious illness and
devastate an industry. Public and private intervention in managing food safety
can be conducted with varying levels of involvement from each party, eg no
public intervention and private industry self-regulation, co-regulation, provision
of information and education, incentive based structures and direct command and
control (Martinez et al 2007). The introduction of risk analysis approaches,
hazards analysis critical control point systems and pre-requisite good
manufacturing, handling and agricultural practices has given greater
responsibility to the private sector (Szabo et al 2008).
However, the public will always hold governments accountable, and legally
accountable, if there are breakdowns in food safety. Public authorities acting
on behalf of government are faced with the challenge of managing resources for
regulatory effectiveness and economic efficiency. The use of risk analysis to
set food safety objectives, priorities and options that guide flexible
implementation by industry and then provide a regulatory role in checking
compliance commensurate with the level of risk presented by the business
sector. This lays the foundations for a partnership of primary regulation and
self-regulation (or industry participation) resulting in a co-regulatory
approach (Martinez et al 2007).
A co-regulatory approach provides the food industry with options in food
innovation where there is no existing regulation. However as Szabo et al (2008)
point out this approach has implementation challenges in their experience in Australia. The
lack of prescription, eg specification of a maximum level of a microbiological
or chemical hazard can lead to difficulties for industry to know when their
product is safe or for regulators to measure compliance and the cost of
determining these parameters can be prohibitive for small and medium size
enterprises. Martinez et al (2007) examined this approach in the United Kingdom and North
America and highlighted the challenges of balance between private
and social benefit and between regulatory cost and consumer benefit, and
perceived increasing power of private versus public interests. Mutual trust and
informed debate between government, industry, consumers and other stakeholders
is an essential element for success.
Food safety regulations and legislation remains varied between countries
and some perceive regulatory measures and the global inconsistency can obstruct
the introduction of novel food processes and call for global harmonisation
(Lelieveld and Keener 2007). The concept of 'appropriate level of protection'
or ALOP is aligned with an outcome based regulatory approach as this implies
that food sanitary measures can vary yet be 'equivalent' if they achieve the
same outcome or ALOP (WHO 1998). The Food Safety Objective (FSO) concept with
associated performance and product criteria introduced by the International
Commission for the Microbiological Specification for Foods is a further step to
allow flexibility in achieving equivalence between alternate processes (Anon
2002). An FSO is a statement of the maximum frequency or concentration of a
hazard in a food at the time of consumption that provides the ALOP for public
health while the performance objective is a similar statement at a specific
point in the food chain that must not be exceeded is the FSO is to be met.
CONCLUSIONS
The move towards an outcome based approach and demonstration of
equivalence is a positive step in the acceptance of new or alternate food
processes developed through innovation. At present the concepts are still
evolving, they can be resource intensive, difficult to apply in practice and
take significant time to complete for both industry and regulators (Szabo et al
2008). However, as the applications increase, pressure increases for food innovations
that are of benefit to the community and where there is the willingness from
government, industry and the consumers for a co-regulatory approach this
challenge will be overcome.
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PATRICIA M DESMARCHELIER
Senior Principal Research Scientist, Food Science Australia, Cannon Hill QLD, Australia
ELIZABETH A SZABO
Chief Scientist, New South Wales Food
Authority, Newington NSW, Australia
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