The Three Stages of Atherosclerosis
The
precursor lesions to atherosclerosis may appear as early as the fetal stage,
with the formation of intimal cell masses, or perhaps shortly after birth, when
fatty streaks begin to evolve. However, the characteristic fibroinflammatory
lipid plaque, which is initially sub-clinical, usually requires 20 to 30 years
to form. Once formed, serious acute complications may occur and/or complicated
lesions may emerge after several more years.
We
can construct a hypothetical sequence divided into three stages: an initiation
and formation stage, an adaptation stage and a clinical stage. The first two
stages are sub-clinical so that the disease is present but does not usually
produce signs or symptoms of disease. Biologically
active molecules regulate a number of dynamic cellular functions. It is imbalance between proatherogenic and
antiatherogenic factors and processes that leads to initiation and growth of
the atherosclerotic plaque. At present,
it is unlikely to identify a single atherogenic gene that explains
pathogenesis. Instead multiple genes
(polygenic) interacting with the environment and with each other need to be
considered to understand atherogenesis.
In persons at increased risk of atherosclerosis, lesions also occur in
areas that are not predisposed to the disease.
Stage I: Initiation and
Formation
The
intimal lesion initially occurs at sites that are predisposed to lesion
formation, owing to hemodynamic shear stress, endothelial dysfunction or the
accumulation of subendothelial smooth muscle cells, as occurs in an intimal
cell mass at branch points. This cell
mass is considered a predisposing condition for plaque formation. The
distribution of atherosclerotic lesions in large vessels, and the differences
in location and frequency of lesions in different vascular beds, has supported
the role of hemodynamic factors. In humans, atherosclerotic lesions tend to
occur at sites where shear stresses are low but fluctuate rapidly, such as at
branch points and. Hemodynamic forces induce gene expression of several factors
in endothelial cells that are likely to promote atherosclerosis, including
FGF-2, TF, plasminogen activator, and endothelin. However, shear stress also
induces gene expression of agents that may be antiatherogenic, including nitric
oxide synthase (NOS) and plasminogen activator inhibitor-1 (PAI-1).
Lipid
accumulation initially as a fatty streak depends on disruption of the integrity
of the endothelial barrier through cell loss and/or cell dysfunction. Risk factors (see below), micro-organisms,
oxidized low density lipoproteins promote endothelial injury. Low density lipoproteins carry lipids into
the intima. Macrophages adhere to
activated endothelial cells and transmigrate into the intima bringing in
lipids. Some of these macrophage foam cells, undergo necrosis and release
lipids. The types of connective tissue,
glycosaminoglycans and proteoglycans synthesized by the smooth muscle cells in
the intima also render these sites prone to lipid accumulation due to capacity
of these macromolecules to trap lipids in the intima. Oxidative stress leads to
cellular dysfunction and damage due to oxaclative changes in LDL in endothelial
cells and macrophages.
As
proposed in the “reaction to injury” hypothesis, mononuclear macrophages in
addition to playing a central role by participating in lipid accumulation, release
growth factors, thereby stimulating further accumulation of smooth muscle
cells. Oxidized lipoproteins induce tissue damage and further macrophage
accumulation. Monocyte/ macrophages synthesize PDGF, FGF, TNF, IL-1,
interferon-µ
(IFN-µ),
and TGF-b, each of which can modulate the growth of smooth muscle
or endothelial cells, either positively or negatively. For example, IFN-µ and
TGF-b inhibit cell proliferation and could account for the
failure of endothelial cells to maintain continuity over the lesion.
Alternatively, such molecules could inhibit growth-stimulatory peptides. Interlukin-1
(IL-1) and TNF stimulate endothelial cells to produce platelet-activating
factor (PAF), tissue factor (TF), and PAI. Thus, the combination of macrophages
and endothelial cells may transform the normal anticoagulant vascular surface
to a procoagulant one.
As
the lesion progresses, mural thrombosis may occur on the disrupted an/or
dysfunctional intimal surface. This
stimulates the release of PDGF, which accelerates smooth muscle proliferation
and the secretion of matrix components. The thrombus itself may grow in size,
lyse, embolize or become organized and incorporated into the plaque.
The
deeper areas of the thickened intima are now poorly nourished by diffusion of
oxygen and nutrients from the lumen and undergo necrosis, which is augmented by
proteolytic enzymes released by macrophages and tissue damage caused by
oxidized LDL, reactive oxygen species and other agents. This initiates neovascularization (angiogenesis)
with new vessels forming in the plaque derived from the vasa vasorum.
The
fibroinflammatory lipid plaque is formed, with a central necrotic core and a
fibrous cap which separates the core from the blood in the lumen. The plaque becomes heterogeneous with respect
to inflammatory cell infiltration, lipid deposition and matrix organization.
TGFb
is an important regulator of extracellular matrix deposition. TGFb increases several types
of collagen, fibronectin and proteoglycans.
It inhibits proteolytic enzymes that promote matrix degradation and
enhances expression of protease inhibitors.
Stage II: Adaptation
As
the lumen is encroached upon by the extension of the plaque into the
lumen. This is best seen in the coronary
arteries, the wall of the artery undergoes remodeling to maintain the lumen
size. Once a plaque encroaches upon half the lumen, compensatory remodeling can
no longer maintain normal patency, and the lumen of the artery becomes narrowed
(stenosis). Hemodynamic shear stress is an important regulator of vessel wall
remodeling acting through the mechanotransduction properties of the endothelial
cells. It is likely that smooth muscle cell turnover, proliferation and
apoptosis, and matrix synthesis and degradation modulate remodeling of the
vessel wall and the plaque. Matrix
metalloproteinases (MMP) and their inhibitors, tissue inhibitors of
metaloproteinases (TIMP) play important roles in this remodeling. This remodeling is useful because it
maintains patency of the lumen preventing ischemia, however it may delay
clinical diagnosis of the presence of atherosclerosis since the plaque may be
clinically silent if that there are no symptoms reported by the individual. Even though the plaque is small, plaque
rupture with catastrophic results may
occur at this stage, as noted below resulting in sudden death and/or acute
myocardial infarction.
Stage III: Clinical
Plaque
progression continues as the plaque protrudes into the lumen. Hemorrhage into a
plaque without rupture may increase its size. The expression of HLA-DR antigens
on both endothelial cells and smooth muscle cells in plaques implies that these
cells have undergone some type of immunological activation, perhaps in response
to IFN-µ
released by activated T cells in the plaque. In this scenario, the presence of
T cells reflects an autoimmune response that is important for the progression
of atherosclerotic lesions. The antigens
may include oxidized LDL to which antibodies have been identified in the
plaque.
Complications
develop in the plaque, including surface ulceration, fissure formation,
calcification, and aneurysm formation. Activated mast cells are found at sites
of erosion and may release proinflammatory mediators and cytokines. Continued
plaque growth leads to severe stenosis and even occlusion of the lumen. Plaque
rupture, involving the fibrous cap, and ensuing thrombosis and occlusion of the
lumen may precipitate acute catastrophic events in these advanced plaques.
However, an important observation in angiographic studies shows that even plaques
causing less than 50% stenosis may suddenly rupture, occlude the lumen and
result in acute myocardial infarction and/or sudden death.
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