Endocrinological factors in homosexuality
There are three to four
times as many homosexual men as there are lesbians. Most homosexuals have a sexual identity
concordant with their genotype. In other words,
they feel psychologically like men if they are XY and like women if they
are XX. Is there something biological
that can happen to an XY fetus that will invariably make him a homosexual
? Absolutely. There exists a condition called
androgen-insensitivity syndrome. This
X-linked hereditary condition consists of inability of any of the body's cells
to respond to androgens (the main androgen is testosterone). This is a very specific metabolic
disorder. Normally, the male or female fetus receives a small but
significant dose of androgens through the blood stream from the mother -who
secretes them with her adrenal gland and to a lesser extent with her
ovaries. Then, if the fetus is
male, he will develop gonads (testicles)
and secrete his own androgens in much greater concentrations (in addition to
those he secretes with his own adrenal glands).
If the fetus is female, she will
secrete the same small amount of androgens with her adrenal gland as a male fetus
will with his own adrenal gland.
However, the XY fetus with
androgen insensitivity syndrome does not respond to the androgens at all. The result is that this fetus, who was genotypically destined to become a
boy and a man, does not appear to do any
such thing. Sadly, the internal reproductive organs are more
male-like, but are sterile. These cases used to be taken for girls and
were identified only due to the discovery during adolescence of an
insufficiently deep vagina, or because
of absence of menstruation. The male
with androgen insensitivity syndrome is born looking exactly like a
female, though taller. The sexual identity and orientation are both
like those of normal females (Money,
1993).
One form of androgen insensitivity syndrome is male
pseudo-hermaphroditism. This inherited
enzyme deficiency syndrome causes males to develop as females until
puberty. However, at puberty,
the individual turns into a male.
His testicles descend, a penis
develops, the voice deepens, facial and body hair appear and the musculature
becomes masculine. These individuals, raised as girls until puberty, have little difficulty adjusting to the male
identity after puberty. They are even
sexually attracted to females like normal men.
Often more in hindsight than otherwise,
it has been noted that these people had already started shifting toward
a male identity by 5 or 6 years of age.
Is there a form of estrogen receptor insensitivity in
humans ? Until recently, such a condition was thought lethal. However,
a few cases have been described including one man by Smith and
colleagues (1994) who presented an abnormal estrogen receptor gene and cellular
insensitivity to estrogen. This man
developed relatively normally but had osteoporosis and slowed development of
his physiognomy. He was sexually
functional, had a male sexual identity
and a normal male sexual orientation towards women. Another man with the same syndrome developed
cardiovascular disease supporting the widespread belief to the effect that
estrogen protects against vascular disease.
A few female cases have been
described as well. These cases were
pseudohermaphroditic (very enlarged clitoris),
but eventually did manage to partially cross puberty with estrogen
replacement but female secondary sexual characteristics appeared with a delay
and incompletely. Only one report
comprised assessment of sexual identity,
and none of sexual preference.
Conte and colleagues (1994)
mentioned that their case of an adolescent with mutant P450 aromatase
gene (necessary for estrogen synthesis) had a female identity despite her
masculinized appearance. This
corrobotates the generally acknowledged fact that sexual identity is more
robust in the human female than in the male.
In short, in
the genotypic human male,
species-specific sexual identity and sexual orientation is determined by
a cascade of events following from the androgen infusion (probably independent
of estrogen), into the blood stream,
coming from the mother and/or the fetus's own gonads, but which may also require a receptiveness on
the part of all those cells which will eventually partake in sex
differences. In addition though, there remain many mechanisms of these
developmental cascades which remain obscure.
A vignette on a case of incomplete androgen insensitivity syndrome
In 1991, Gooren and
Cohen-Kettenis published an account of case F.
He was born looking like a girl,
but had an enlarged clitoris. The
infant was diagnosed as having a male genotype (XY) with androgen insensitivity
syndrome (AIS), and was assigned to the
female sex and raised as a girl. This
case is particular in that the insensitivity to androgens was not complete
(thus the enlarged clitoris). The small
amount of androgen activity going on in F’s brain may have been sufficient to
instill a male sexual identity and sexual preference for women. Indeed,
from early childhood, F
incoercibly behaved as a boy: F was
belligerent, turbulent, very sports
oriented, and at 14, started having sexual relations with
girls. F felt attracted exclusively by
girls. A few years later, F underwent a sex-change operation, had “ her ” breasts surgically
removed. F is now satisfied to be
living a stereotypically male life: he
owns a house, he has three female sexual
partners simultaneously, he is an
aggressive and successful businessman,
he is free and independent, and
he is perceived as a “strongman” by family and friends.
N.B. The authors of this
report suggest, reasonably, I think,
that this case argues against (but does not definitively disprove) the
“prenatal androgen” theory of male homosexuality.
Can genotypic females also be made homosexual by a
metabolic quirk of nature ? The answer
is yes, but less uniformly so. There are several medical conditions which
cause hypertrophy (enlargement) and over activity of the adrenal glands. One of these is Cushing's disease. When this happens to a pregnant woman, she can produce too many androgens, which are secreted into the blood stream, and
of course, eventually travel through the
umbilical cord to the fetus. If the
fetus is a genotypic female, she will be
masculinized, but never completely
so. This is because even an
over-productive maternal adrenal gland will secrete nowhere near the
concentration of testosterone that the male fetus's gonads will. For example, the daughter will be born with a
very enlarged clitoris which may look more like a penis. The female reproductive system is intact in
these cases however. So it is only logical
that these androgenized females are usually treated with feminizing surgery, feminizing hormones, and are raised as
girls. However, about half of them develop a very androgynous
identity, and as many are sexually
attracted to women -though not as many opt for overt homosexuality Money et al,
1984). Another condition which has
similar effects is congenital adrenal hyperplasy. This is an autosomal recessive
condition. In other words, it is hereditary, affects both sexes, and requires that both parents be carriers of
the mutant gene. The fetus develops an
enlarged adrenal gland which secretes too many androgens. You may wonder what happens to boys affected
by maternal Cushing's disease or congenital adrenal hyperplasy (CAH). In the first case, nothing much happens
because the excess of androgens stops at birth.
In the second case, when the
condition is not well controlled, the
boy may develop precocious puberty and somewhat excessive secondary sexual
characteristics. Sexually, these boys and men are normal. It appears that there exists a mechanism
whereby androgen receptors on cells reach a saturation point at which an
increase in androgens produces no additional effect. As for CAH women, a higher than normal proportion of them have
homosexual dispositions (Money et al, 1984).
A vignette on a case of congenital virilizing adrenal syndrome
(CVAS)
In 1987, Money and Lewis published a detailed case report of a woman
with CVAS. At age two, her clitoris measured 2.8 x 1.2 centimeters
and comprised a well formed glans and prepuce. CVAS was diagnosed and she was treated with
hydrocortisone and had her clitoris reduced (as well as other cosmetic surgery
of the external genital area). She had
a normal (though slightly underdeveloped) reproductive system and had normal
puberty. She was informed of her diagnosis
and medical history. She was a healthy,
bright, energetic, tomboyish girl, and had an excellent relation with her loving
adoptive parents. She had an explicitly and exclusively female sexual identity
and was even considered rather seductive.
She explored heterosexual and homosexual petting in adolescence, but developed a clearly homosexual trajectory
culminating in a stable homosexual relationship in adulthood. She never underwent copulation and wished
not to do so. She had a clear and rather
exclusive sexual attraction to females from puberty on. She felt quite comfortable with her life as a
lesbian. She was only slightly
regretful of not having children and had no plans to have children at age
31.
During the forties and fifties some doctors tried to
help women avoid miscarriage by treating them with synthetic hormones. One of these synthetic hormones was
diethylstilbestrol (DES), another was
synthetic progestin (another female hormone which plays a role in preparing the
uterus to carry the embryo). These
drugs had the effect of masculinizing female fetuses. DES-exposed male subjects appeared however
to be slightly psychologically feminized and/or demasculinized. The masculinization of DES-exposed
females, as in adrenal hyperplasia, was never complete and was usually, in fact,
far from complete. These girls were
generally treated in the same manner as those masculinized by adrenal
hyperplasia, as explained above. Roughly the same proportion had homosexual
ideation. Research on the brains of
these women -compared to non DES-exposed controls is very sparse. One study found that ear advantages in
dichotic listening differed quite significantly between two such groups, with the DES-exposed women resembling the
typical male profile of greater right ear differences. Very recently, a group of 175 women who had
been exposed to diethylstilbestrol prenatally were compared with 219 unexposed
control subjects on four laterality indices: handedness, footedness, eyedness,
and earedness. It was found that there was a higher incidence of
left-handedness among the DES-exposed subjects than among the controls. A recent report by Melissa Hines specifies
that the effect of DES treatment producing left handedness seems to have
occured when the treatment was given prior to nine weeks of gestation. Findings with masculinizing progestin-treated
fetuses and with feminizing progesterone-treated fetuses have been more subtle
than those reported following DES treatment.
The body morphology is completely unaffected, and the psychological make-up shows only
subtle changes.
There is no question that prenatal sex steroid exposure, especially
testosterone, has something to do with brain development of heterosexuality and
homosexuality. Blood testosterone or
estrogen levels in adult heterosexuals and homosexuals do not differ by
much. At most, there seems to exist a sub-group of
homosexual men with low testosterone (nothing extreme), and a sub-group of lesbians with high
testosterone (again not extreme). In
fact, most homosexuals have normal hormone levels. Surgical or chemical castration in adults
never changes the sexual orientation.
However, a single injection of
testosterone into a female rat fetus masculinizes her sexual behavior in
adulthood. Factors which reduce a
pregnant woman's production of androgens,
such as protracted stress, seem
to result in more male progeny of homosexual orientation than the norm would
dictate (the norm is about one in ten).
It is believed by a famous endocrinologist named Gunther Dörner (1978, 1988) that German men born of wartime mothers are more frequently
homosexual than prior or later generations.
I have to say that this theory of maternal stress causing homosexuality
is very controversial -and it is indeed very difficult to validate in
humans. Only recently have serious
attempts been made to test this model in humans. Bailey et al (1991) failed to find evidence
in support of Dörner’s model but Ellis et al (1988) found supporting evidence, for males only. Melissa Hines and colleagues, on the other
hand, found no effect of maternal stress on sexual orientation of boys, but it did find that girls were slightly
masculinized. This finding does not fit
with Dörner’s postulated testosterone mechanism. Nevertheless,
it has repeatedly been found that male rats born of experimentally
stressed mothers manifest significantly more sexual mounting of other males
than do the control group, and the low
testosterone production levels of these stressed rat mothers was documented as
well. As I explain in chapter 4, maternal stress during pregnancy
demasculinizes several of the sexually dimorphic brain nuclei in rats. Furthermore direct fetal stress via alcohol
consumption of the pregnant mother reduces male rat fetal testosterone and also
demasculinizes the development of sexually dimorphic brain nuclei. This predicts that human males with fetal
alcohol syndrome could be more at risk for homosexuality, an eventuality which has not yet been investigated
as far as I could tell. However, more
telling findings have accrued from research on exposure to pregnant mammals to
opiates (ex: heroin). Maternal
consumption of opiates during pregnancy reduces male fetal testosterone, and
demasculinizes the development of the dimorphic brain nuclei in
rats. In addition, boys born of mothers addicted to opiates
during pregnancy have been found in three separate studies to be more feminine
than controls on psychological tests. Whether these boys are more at risk for
homosexuality remains a matter of conjecture at present. Also concordant with Dörner’s proposed
mechanism of fetal testosterone deficiency as a vector of male homosexuality is
the fact that there are significantly more homosexual men among last born
children (whose mothers secrete less testosterone) than among first born
children (Blanchard
et al, 1995, Zucker et al, 1994). This finding has been often replicated and is
well established. Several attempts to
find this relation in lesbians have all failed (Gundlach, 1977; Perkins, 1978;
Hare & Moran, 1979). Women produce less and less testosterone as
they get older, and as they bear more
children, but the testosterone factor
seems to affect only the male sex.
Unfortunately, the story is a bit
more complex than just that. Ray
Blanchard recently (1997) reviewed the birth order effect in homosexuals and
found that the birth order effect is present even when maternal age is
statistically controlled.
Furthermore, it remains
substantial, also when the birth interval is statistically contolled, such that it
appears implausible to argue for a simple explanation of the birth order
effect in homosexuality coming from low maternal testosterone. Finally, Ray’s most recent work establishes that this
birth order effet is significant only
for male siblings. In other words, the number of previously born sisters is of
no import in risk for homosexuality,
only the number of previously born brothers. Intriguingly, Blanchard’s reflexions led him to adopt an
immunological explanation. He believes
that the mother’s antibodies to her male fetus’s testosterone affect his
prenatal brain development -causing the homosexuality. Here, as elsewhere, the evidence suggests that female
species-specific sexual orientation is more robust. It could be that the neural developmental
cascade determining sexual orientation somehow antedates the development of the
fetal gonad. There are many types of underdevelopment of the testicles. But regardless of the type of hypogonadism, hypogonadal males are no more often
homosexual than males with gonads.
So, what may be critical in the
determination sexual orientation of males,
as Dörner proposes, may indeed be
maternal hormonal androgenization rather than self-androgenization by one’s own
hormones. One thing that must be noted
though, about hypoganadism (ex:
Klinefelter’s and Turner’s syndrome, as
well as other forms) is that the sex drive is typically rather low. The maternal testosterone factor in
homosexuality lends itself to a number of research questions which would make
for fine PhD theses: 1) does heroin or alcohol consumption deplete
testosterone in pregnant women, and do
these women have more homosexual male offspring than normal ?, 2) do
fraternal and/or identical male twins receive reduced maternal
testosterone, and are they more
frequently homosexual than non twin progeny ?
3) are mothers who give up their
babies for adoption more stressed, are
they testosterone depleted, and do their
male offspring become more often homosexual ?
4) are mothers with naturally or
disease-related testosterone insufficiency during pregnancy more likely to have
male offspring who become homosexual ?
Testosterone cannot directly determine sexual
orientation, of course. Testosterone is
just a stupid hormone. Sexual
orientation comes from the activity of neurons in the brain. The reader might recall my having mentioned
that testosterone is a dopamine agonist and that estrogen is a serotonin
agonist. It has been found recently
that the female adult rat can be masculinized in her sexual behavior by a
dopamine agonist or by a serotonin antagonist.
Furthermore, a male rat can be partially feminized in its sexual behavior
by castration just after birth. Now the
sexual brain machinery of a rat is far more simple and stereotyped than is that
of a human, and I doubt very much that
manipulations of serotonin or dopamine would have a similar effect in humans.
Nevertheless, this piece of
evidence fits in nicely with the rest of the neurobiological explorations of
gender differences we have made in this book,
and it points in the general direction of the future: we need to build a neurophysiology of sexual
orientation and of sexual identity.
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